The death penalty – Some jurisprudential thoughts


| by Dr. Ruwantissa Abeyratne

( November 27, 2012, Montreal, Sri Lanka Guardian) On 21st November  Ajmal Kasab, the only surviving gunman from a 2008 Mumbai terrorist attack, in which Pakistani infiltrators killed at least 166 people during a prolonged and traumatizing rampage in the city, was hanged   in Pune, India.  There is no room for doubt that by any standards of terrorism, senseless massacre and asymmetrical human reasoning,  this assault on ordinary residents and tourists, at a busy train station, a Jewish centre and most notably a prominent hotel, was filled with vicious hatred and psychopathic indifference.

The latest issue of the Economist states: “Curiously, too, this week has seen a spate of executions in South Asia. On November 15th Pakistan brought an end to its own four-year unofficial moratorium on the death penalty, by hanging a soldier convicted of murder. And on November 19th Afghanistan’s president, Hamid Karzai, agreed to let the execution of 16 convicts on death row. Thus Mr Karzai, too, has ended a self-imposed moratorium on the use of the death penalty in Afghanistan”.

Sri Lanka has a moratorium on the death penalty, although recently the vacancy for a hangman was advertised there.  There was a recent news item that Sri Lanka might just apply the death penalty to pedophilia  and drug related offences.

2012 has been an year in which we have searched for our ethical values, whether they concentrated on Syria or Israel and the Gaza. .  There was a certain moral immediacy in our introspection,  It was almost as though we had reached a beginning-of-the-century revolution in conscience and consciousness and were asking ourselves “is it right”? in various contexts.  We were faced with the stark reality that the vast technological power we had evolved over the years could not only do good, but also bring about terrible harm both to human life and to the environment.  With the stunning scientific knowledge  and moral commitment we had as global citizens, we were able to argue with ourselves on the justification of retaliation.

One of the most serious ethical and legal issues that has confronted the world  over the past few years  in the face of the proliferation of crimes against humanity which have been perpetrated - - is whether the legislatures of the world should give serious thought to reviving the death penalty in regard to certain offences.   At the core of the issue is the deep rooted moral dilemma which has been brought to bear by such international initiatives as the recent signing by 19 States of the Treaty on Human Cloning.  Does such action by the world community imply that since we cannot tamper with the human body or determine its physical attributes, it follows that we cannot decide upon the extinction of another human’s life?

The proponents in favour of reintroducing the death penalty would of course  argue that it has a uniquely potent deterrent effect on potentially violent offenders for whom the threat of imprisonment is not a sufficient restraint.  Other arguments that have been adduced by jurisdictions of the world which have introduced the death penalty as a sanction against crime are: that death is the only penalty which adequately reflects the gravity of the offence of murder and treason; and that execution is the only way of ensuring that a murderer or traitor does not repeat his crimes.  The more practical proponent has also argued that society should not pay money for the sustenance of a criminal for long periods of time in jail, and that, in any event, a swift execution of the criminal is more merciful than a prolonged incarceration.

Those against the imposition of the death penalty, on the other hand, argue that there is no proof or evidence that the death penalty is a more potent deterrent than life imprisonment and that the death penalty could be used as a discriminatory tool against the poor and the underprivileged.  They also bring forward the rather compelling arguments that there is a grave risk that an innocent person may be executed and that society would not be given an opportunity to rehabilitate its offenders. Above all, they argue that hatred and recrimination does not beget hatred and recrimination and that a tolerant and just society should not stoop to the level of the criminal.  Criminologists have not so far solved the question convincingly and, therefore, it behoves a society concerned to solve the problem by its own efforts.

Some States in the United States have enacted legislation making the death penalty mandatory in the instance of murder, on the ground that there would be no discretion vested in the courts with regard to the application of the death penalty if the statute concerned so stipulated.  Others have imposed the death penalty in special circumstances where it could be imposed only after a special hearing, at which issues pertaining to mitigation of sentence and aggravation (or provocation)of the offender were given special consideration.  This dichotomy was examined in 1976 by the United States Supreme Court  which held that laws making the application of the death penalty automatic and ipso facto the only penalty for the commission of a murder were unconstitutional and therefore void ab initio.  The Court also decided that laws which provided a framework for the exercise of discretion in a structured manner were constitutional.  About two-thirds of the United States now have the death penalty as the penal sanction for murder, and have structured the sentence in accordance with the decision of the Supreme Court.

In Europe, most countries have abolished the death penalty as a sentence for murder.  Belgium has retained the death penalty in its statute books but has never so far carried it out in practice.

Africa, on the other hand, has retained the death penalty in many countries which now resort to it as the sanction for new categories of offences as well, such as armed robbery and military takeovers.

The Russian Republic, particularly in the post Stalinist era as the Soviet Union, was prolific in its application of the death penalty mostly in cases of vicious murders and grave and serious instances of embezzlement.  The Soviet Union (as it then was) became one of the most ardent proponents of the deterrence theory of the death penalty at the height of its application.

China is another country which applies the death penalty for the offences of murder, rape and robbery with violence.  In 1981 the Chinese legislature encompassed the death penalty to apply to such offences as theft, bribery, embezzlement, molestation of women, gang fighting, drug trafficking, pimping and teaching criminal methods.

Penal sanction in criminal law is one of the most difficult to generalize and, indeed, impossible to justify with empirical argumentation.  Therefore, it becomes very difficult to determine the extent to which a particular punishment, such as the death penalty, serves to deter potential offenders from committing a crime. This phenomenon has led some researchers to conclude that in the area of penal sanction, “nothing works”.  Some researchers, however, believe that lenient penalties and severe ones have an equal degree of effect on society and therefore would be equally effective in preventing crime.

The issue of whether or not the application of the death penalty as a penal sanction is desirable in a given society should not be solely determined by the empirical observation of criminologists and legal researchers.  A more mature approach is needed, which is capable of blending harmoniously the applicable religious and ethical foundations of a society with the legal justification for such a measure to be adopted.  Modern exigencies of developing economies and their scientific enhancement call for societies to be prepared for the proliferation of crime accordingly.  Once the religious and ethical considerations of such a society are determined appropriately and clearly by the legislature, compelling legal considerations can inevitably be addressed.

The legal dimension to the death penalty lies essentially in the fundamental difference between the Natural Law and the Positive Law or, in layman’s terms, the difference between what “ought to be” and what “is”.  David Hume, one of the more convincing classical positivists argues:

“Take any action allowed to be vicious: willful murder, for instance.  Examine it in all lights and see if you can find that matter of fact, or real existence, which you call vice.  In whichever way you take it, you find only certain passions, motives, volitions and thoughts.  There is no other matter of fact in the case.  The vice entirely escapes you, as long as you consider the object.  You never can find it, till you turn your reflection into your own breast and find a sentiment of disapprobation, which arises in you, towards this action.  Here is a matter of fact; but, it is the object of feeling, not of reason.”

Positivism, which lays down the law as is, comprises two aspects: analytical positivism and sociological positivism.  The former, founded by John Austin, and the latter, founded by Roscoe Pound, are both steeped in one traditional postulate - that law is the will of the sovereign.  The essential weakness of these theories is that none could effectively and convincingly explain why the sovereign commands this and not that.  Therefore, in considering the death penalty in the context of positivist thought one could conclude that positivism is based on the traditional Aristotleian syllogism:

If A commits a certain serious crime, he ought to be punished with death;
A commits a certain serious crime;
therefore, he ought to be punished by death.

Of course, logically, this flows sensibly from an Aristotelian perspective.  The difficulty arises when one questions as to how and why the “ought” proposition was imported.  Why ought A to be punished by death if he commits murder or treason?  Who decides that?  Legal positivism, which is the leading doctrine professing the nature of the law, maintains that a realistic understanding of law must respect a distinction between law as it in fact is (de lege lata) and law as it would like to be or should be enacted in its ideal form (de lege ferenda).  This philosophy incontrovertibly brings to bear a certain Dr. Jekyll and Mr. Hyde personality in legal positivism, thus making it virtuous and wicked in different situations.  The virtuous side of legal positivism, it is claimed, can help inculcate morally desirable attitudes towards the law in both judges and citizens.  The wicked nature of legal positivism, however, inherently makes it authoritarian, making judges obliged to apply the law as it is on the principle “law is law”.

The authoritarian nature of legal positivism has been criticised by Ronald Dworkin, a distinguished modern jurist, as coercing jusges to decide cases in accordance with the rule of law which distinguishes law as it is and law as it ought to be.  The two extremes, according to Dworkin, are dangerous in that judges could tend to be polarized one way or the other, avoiding a middle path leading to “the best that can be”.  The “best that can be” is a blending of morality and the law, which, when applied to a sanction such as the death penalty, will allow judges to interpret statutory crime demanding the death penalty in its moral context.



Dworkin’s critique of authoritarian positivism - which enforces a certain judicial obligation in hard cases which leave judges with no flexibility to determine the best course of redress - has been primarily aimed at the fundamental postulate of Professor Herbert Hart.  Hart maintained that every legal concept should have a “core” of moral substance which is immutable and a “penumbra” or outer layer of morality in which the exercise of  judicial discretion may be permissible to an extent.  According to Dworkin, this rigidity leaves judges with no room to apply the law to the best advantage of the user, be it the State or the individual.  Dworkin’s criticism of authoritarian positivism is sweeping, in that he effectively attacks not only Hart but also John Austin, who beleived that the application of law should be based on a principle of utility that advocated obedience of rules by society through the recognition of the utility of political government, or a preference by the bulk of the community, of any government to anarchy.  Austin’s theory therefore hinges itself on the premise that if his brand of positivism were to apply to the application of the death penalty, it would reflect an outlook favouring social arrangements under which a utilitarian elite controls a society in which the majority may not itself share the beliefs of the elite.

Another school of thought accepts the argument of Lon L. Fuller that, in the context of the death penalty, morality should be totally extraneous to law and should be viewed separately, and therefore  should be given serious consideration as a foundation of legislative thought.

The operative, and indeed most compelling consideration of all is whether a society has the right to expunge the life of a person.  On the one hand, one can accept the reasoning of Aristotle who justified the legitimacy of executions by introducing certain metaphysical principles to the effect that an individual person stands in relation to the community as a part to the whole.  Accordingly, if one accepts that the good of the whole is more important than the good of a particular part (a part is to the whole as imperfect is to perfect) then if a part is to threaten the well-being of the whole, it is sometimes necessary to eradicate that part in order to safeguard the common good. Thomas Aquinas, who also advocated the death penalty, brings in the medical analogy of the necessity for a surgeon to amputate a gangrenous limb because it could infect and destroy the whole body if unchecked.  Aquinas concludes that similarly, political authority may have to kill someone whose continued existence could threaten the health and well-being of the society concerned.

Of course, the inherent weakness of the above argument lies again in the “ought” premise and whether a given society can decree that a person’s life can be exterminated purely because he is considered to be detrimental to the well-being of a society.  The answer may lie in a certain deep seated subjectivity that a legislature, which decides to enforce the death penalty could specify in  the law once moral, ethical and religious tradition allows the consideration of the death penalty in legislation. This way, the death penalty would not automatically apply, even if introduced into the statute books of a society.  One of the ways in which a detailed structure leading to the sanction of the death penalty could be developed is by devolving upon a group of legal ethicists and jurists the responsibility of laying down criteria for such a sanction before the issue is debated before a democratic parliament. As to how these criteria could be determined, I dare not suggest.